About the Client
A financial regulatory authority responsible for overseeing capital markets, issuing licenses to market intermediaries, and monitoring their activities — creating and upholding regulations to prevent and investigate fraud, maintain market efficiency and transparency, and ensure fair treatment of customers and clients.
Challenges
- Data fragmentation across a risk-based supervision system, a surveillance system, spreadsheets, and a web portal for documents from registered entities — making in-depth analysis and effective market oversight difficult.
- Inadequate reporting and analytics: existing systems could not generate comprehensive reports or support multi-source analysis for informed decision-making.
- Data security concerns: sensitive financial data required robust, compliant access controls without compromising performance.
Solution Implemented
Deltacubes built a centralized data warehouse fed by ETL processes that consolidated the client's disjoint data sources, with a staging layer for retrieval, cleansing, validation, and transformation.
- OLAP cubes for fast access to summarized data supporting market trend analysis, compliance checks, and fraud detection.
- Custom reports and dashboards — high-level KPI dashboards for executives, detailed operational reports for day-to-day teams.
- Role-based access control with row- and column-level security, ensuring only authorized personnel could reach specific data.
Impact
The Financial Analytics Solution enabled the client to handle over 500 reports concurrently across more than 200 active users, optimizing operations, accelerating decision-making, and strengthening regulatory oversight.
Technologies & Tools
Conclusion
Consolidating disparate financial data into one governed platform gave the regulator the analytical power to act faster and oversee markets more effectively.